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Court of
Appeals Case Law
Summary
by
Caroline Bean
August 2007
Liability of Second Injury Fund
Last Injury Alone
In February of 2001, the Claimant sustained an injury to his low back while
employed by ABB as a coil winder. The Claimant eventually underwent two
surgeries, but due to the persistent symptoms, he was never able to return to
work. In April of 2002, the Claimant filed a workers’ compensation claim against
his employer and against the Second Injury Fund. The Claim against the Fund was
based on the combination of his April, 2002, injury with various preexisting
injuries.
At the Hearing, the Claimant testified that his current symptoms stemmed from
the February of 2001 accident. He testified that with regard to his prior
injuries, that following each injury he was able to return to work with no
permanent restrictions and he was able to resume his normal duties after each
injury.
The Administrative Law Judge found that the Claimant was permanently and totally
disabled due to the February of 2001 work injury alone. The Administrative Law
Judge found that although Claimant had sustained previous injuries that resulted
in permanent disability, “it was the sequelae of his February 24, 2001, back
injury which caused him to be unemployable in the open labor market.” The ALJ
denied Claimant's claim for future medical expenses concluding that the Claimant
failed to meet his burden of proof as no evidence was presented as to why he
needed to take certain medications. Both the Employer and the Claimant appealed
to the Commission. The Commission unanimously affirmed and incorporated the
Administrative Law Judge’s Award in its decision. Both parties appealed to the
Court of Appeals.
The Court of Appeals affirmed and reversed, in part, the Commission’s decision.
The Court upheld the award of permanent total disability benefits, but reversed
and remanded the denial of future medical benefits. The Court found that
Claimant had met his burden of proof with regard to the need for future medical
benefits. The decision was remanded to the Commission to enter an Award for
future medical benefits.
ABB Power T&D Company v. William Kempker
MO APP WD 8/21/07
Case Number 67465 & 67480
Treatment Refusal
Reasonableness
The Claimant was a truck driver for Innovative Warehousing. While on the job, he
was involved in a motor vehicle accident in which he sustained severe injuries.
Claimant was taken to a hospital and died seven days later from his injuries.
The Claimant’s treatment was complicated by his refusal, for religious reasons,
to have a blood transfusion. Claimant was a Jehovah’s Witness.
Employer paid the funeral expenses and death benefits for nearly two years. When
the benefits stopped, Claimant’s family filed a claim for death benefits.
At the Hearing, medical experts testified that Claimant’s death would have been
preventable had he accepted a blood transfusion. Claimant’s family, and a
Jehovah’s Witness church elder, testified that the refusal of a blood
transfusion is a tenet of their faith. The Church elder also testified that a
Jehovah’s Witness may seek forgiveness for sins. The Administrative Law Judge
held that the Claimant’s family was entitled to benefits. The Judge found the
Employee’s refusal was not unreasonable under §287.140.5 RSMo due to his beliefs
as a Jehovah’s Witness. The Employer appealed the decision to the Commission.
The Commission found that the Claimant’s refusal to accept a blood transfusion
was unreasonable due to the fact that a transfusion would most likely have
allowed him to survive his injuries and because his religion allows one to seek
forgiveness for one’s sins. The dependents appealed to the Court of Appeals.
The Court of Appeals reversed and remanded the Commission’s decision. The Court
noted that their review of Missouri case law revealed no cases where the
reasonableness of an employee’s decision to forego treatment was based on
religious beliefs. The Court agreed with the Appellant’s argument for a liberal
interpretation of §287.140.5, stating that “at the time of the accident…the
Workers’ Compensation law was to be construed liberally.” §287.800 RSMo. The
Court found that considering Claimant’s sincere and fervent religious beliefs,
his decision to forego treatment was not unreasonable under §287.140.5. “We hold
that the Commission’s decision was not supported by competent and substantial
evidence. The statutory scheme dictates that religious beliefs be liberally
considered, and we find that employee invoked his strong and sincerely held
religious beliefs against a transfusion.”
Floyd Wilcut, dec., and Sharon Wilcut, v. Innovative Warehousing
MO App ED 6/19/07
Case Number ED88247
Exclusions
Farm Laborer Exemption
Claimant was employed by George Carden Circus International, Inc. Approximately
eighty to ninety percent of the work that the Claimant performed was on
employer’s ranch which produced much of the wood burned to heat its headquarters
in Greene County. While working at the ranch, Claimant cut, stacked and loaded
wood, mowed and planted grass, built fences, grew and cut hay, operated heavy
equipment and cared for livestock. Away from the ranch Claimant built fences,
cut wood and maintained the grounds at his employer’s headquarters. Eight days
out of the year, Claimant would set up and tear down flooring when the Circus
was performing.
In May of 2003, Claimant hurt his hand in the hay baler. Because the Workers'
Compensation carrier denied coverage for the injury, George Carden personally
paid a portion of Claimant’s medical expenses. When Claimant returned to work in
June of 2003 he was only paid by Mr. Carden’s personal account and not by the
Circus.
In late 2003, Claimant developed bilateral pain and stiffness in his hands. Due
to the severity of his symptoms, the Claimant quit his job on March 20, 2004. A
doctor subsequently diagnosed the Claimant with moderate to advanced right
carpal tunnel syndrome with possible arthritic changes in his left hand.
Claimant filed workers’ compensation claims for the injuries to his hands. On
both claims he listed the Circus as his employer.
The Administrative Law Judge denied Claimant’s request for a temporary award of
medical treatment for both hands and the request for temporary total disability
benefits. The Administrative Law Judge held that Claimant was an employee of the
Circus when he injured his left hand in May of 2003, but that he was not an
employee of the Circus at the time he developed carpal tunnel syndrome in 2004.
The Judge concluded that the Claimant was engaged in farm labor at the time of
each alleged injury and, therefore, not eligible for relief under Missouri
workers’ compensation law because farm labor is exempted under §287.090.1(1). The
Commission affirmed the Administrative Law Judge’s decision and the Claimant
appealed.
At the Court of Appeals, the Claimant contended that he was a handy man
performing a combination of tasks which sometimes conferred a benefit on the
Circus, and other times conferred a personal benefit to Mr. Carden. The Court of
Appeals held that “whether an employee falls into the farm laborer exemption
depends on the work performed and not the general occupation or business of the
employer.” The Court affirmed the Commission holding that: “considering the
‘whole character’ of claimant’s work performed at the ranch we cannot say the
Commission incorrectly concluded that Claimant was a farm laborer.”
David Ullum v. George Carden Circus International, Inc.
MO APP SD 5/23/07
Case Number 27971
Causation
Proof of Other Accidents
Claimant alleges that he sustained injuries when he was involved in a motor vehicle
accident while driving a dump truck for his employer, the Missouri Highway and
Transportation Commission. Claimant was subsequently examined and diagnostic
tests revealed that he had a grade I spondylolisthesis at L5-S1 and a slightly
bulging disc to the left at the L4-L5, which did not encroach on the nerve
roots. It was determined that Claimant’s continuing back pain was caused by the
spondylolisthesis which produced mechanical instability. In April of 1998, the
Claimant underwent a lumbosacral fusion using pedicle screws and rods. Later
diagnostics showed a stable fusion and Claimant was returned to work full time
with no restrictions by Dr. Woodard in December of 1998. Claimant filed for
Workers’ Compensation benefits in January of 1999.
In September of 1999, the Claimant quit working, claiming his pain was so bad he
could not work. One month later, Claimant remarried. The marriage ceremony was
significant in that the ceremony was held on horseback as the Claimant was an
avid horseman. While riding around the arena at the conclusion of the wedding
ceremony, Claimant was thrown from his horse. A witness testified Claimant “got
up cringing” and was “kinda hurt.” Another witness noted the Claimant was
limping.
In the months following the wedding, Claimant was seen by various doctors
complaining of severe low back pain with pain radiating into his leg. In March
of 2000, the Claimant was sent by his attorney to see a third neurosurgeon who
performed a second surgery. The operative notes revealed that the Claimant had a
disc herniation at L5-S1. The doctor opined the Claimant’s motor vehicle
accident in September of 1997 was the cause of the disc herniation. The doctor
had not been told of Claimant’s history of riding horses. Despite the second
surgery, the Claimant’s symptoms worsened.
In January of 2004, a hearing was held and the Claimant presented expert medical
evidence that all of his back problems had been caused by the motor vehicle
accident in September of 1997. The employer presented expert medical evidence
that the back injuries stemming from his work accident were successfully
treated. Several witnesses testified on behalf of the employer as to the level
of and frequency of Claimant’s activities, including horseback riding, following
the September of 1997 accident.
The Administrative Law Judge found that the September of 1997 accident only
caused Claimant’s injuries and disabilities up to December of 1998. Any other
claimed injuries or disabilities after that date were not caused by the 1997
motor vehicle accident, but by the subsequent riding activities. The
Administrative Law Judge awarded Claimant 20% of the body as a whole. The
Claimant appealed to the Commission which affirmed the Administrative Law
Judge’s decision.
Claimant then appealed to the Court of Appeals, contending that the Commission
erred in not finding him permanently and totally disabled. Claimant alleged that
the Commission erred because no doctor testified that he had sustained
additional injuries to his back after December of 1998 and the Commission erred
in concluding that his complaints and medical treatment after December of 1998
were not caused by the accident.
The Court affirmed the Commission’s factual findings that Claimant sustained a
permanent partial disability of 20% of the body. The Court found that the
Claimant’s argument lacked merit because it was his burden to prove all of the
essential elements of his claim. Claimant bore the burden of proving that his
accident at work, independent of other factors, caused him to be permanently and
totally disabled. Further the Court noted that it was bound by the Commission’s
determinations on issues of the credibility of the Claimant, the lay witnesses
and the weight given to medical expert testimony.
David Roberts v. Missouri Highway and Transportation Commission
MO APP SD 5/18/07
Case Number 27109
Causation
Credibility-Sole Evidence
The Claimant filed a claim for workers’ compensation benefits alleging she had
sustained a work-related injury to her lower back while employed by employer
Langco Tool & Plastics on October 6, 1999. Employer contested the Claim. A
hearing was held on December 5, 2005. Claimant’s testimony was the only evidence
supporting her claim that a work related accident had occurred. Her testimony at
the Hearing was inconsistent with the numerous statements she had made to health
professionals in the past six years. The Administrative Law Judge denied the
Claimant’s claim finding that she had “failed to meet her burden of proof on the
issues of accident and medical causation.” The Commission, affirming the
Administrative Law Judge, held that the Claimant’s “version of what of her
alleged work injury on October 26, 1999 is neither credible nor persuasive.”
The Claimant appealed to the Court of Appeals. The Court affirmed, finding that
the credibility of a witness is solely within the purview of the Commission.
“Without belief in her testimony the Commission found that Claimant failed to
carry her burden of proof that a work-related accident occurred."
Nancy Clayton v. Langco Tool & Plastics, Inc.
MO APP SD 5/14/07
Case Number 28145
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