Synopsis: A plaintiff is entitled to only limited relief under the Americans with Disabilities Act when a jury
finds their disability was a motivating factor in the employment action taken against them, but that the action
would have been taken regardless of their disability. This article examines whether that finding is enough
to qualify the plaintiff as the prevailing party entitled to an award of attorney's fees.
Most federal legislation designed to protect the rights of individuals from employment discrimination
provides for the shifting of the prevailing party's attorney's fees.1 Among this legislation is the Americans with
Disabilities Act (ADA).2 The theory behind the fee-shifting provision in the ADA, as in other legislation, is to
allow the enforcement of the substantive provisions of the ADA by parties who could not otherwise afford
to pursue their claims.3 Unfortunately, many problems arise for the parties and the courts when a request
for attorney's fees is made.
The first step in analyzing a request for attorney's fees is to determine if the plaintiff is a prevailing
party.4 To a person unfamiliar with the term, such as a member of Congress, "prevailing party" may be easy
to define. It seems intuitive that the prevailing party is the party that wins. Unfortunately, in the context of
legal proceedings "prevailing party" becomes a nebulous phrase.
In many situations, courts have looked to legislation that is similar in purpose and structure to the
ADA, such as 42 U.S.C. § 19885 and Title VII,6 to guide their decision in making the prevailing party
determination. At times, however, the provisions of the comparative statutes are in direct conflict. The most
striking contradiction arises when a court applies a mixed motive analysis in determining the liability of the
defendant.7 The ultimate remedy that follows the jury determination that the discriminatory intent was a
motivating factor, but not the ultimate factor, is far different from a standard verdict finding discrimination.
This difference guides Title VII and § 1988 in completely opposite directions.8 It is in these times that
additional guidance is needed.
Section I of this article examines the decisions reached by courts in applying the attorney's fees
provision of the ADA and how the courts reached their decisions. Section II discusses the analysis of who
is a prevailing party under the two statutes that courts have followed to guide their determination under the
ADA, and the instances in which the two statutes diverge. Finally, section III proposes an approach to resolve
the conflict among the courts.
I. Current Interpretations of "Prevailing Party"
The ADA contains two provisions that have been used to award attorney's fees to a prevailing party.
The most prominent provision is 42 U.S.C. § 12205, which provides that:
In any action or administrative proceeding commenced pursuant to this chapter, the court
or agency, in its discretion, may allow the prevailing party, other than the United States, a
reasonable attorney's fee, including litigation expenses, and costs, and the United States
shall be liable for the foregoing the same as a private individual.9
This provision directly allows the awarding of attorney's fees and is, the lion's share of the time, the provision
followed by the courts.10
On some occasions, however, courts have awarded attorney's fees under an alternative provision
of the ADA. The enforcement provision of the ADA, 42 U.S.C. § 12117, provides that:
The powers, remedies, and procedures set forth in sections 2000e-4, 2000e-5,
2000e-6, 2000e-8, and 2000e-9 of this title shall be the powers, remedies, and
procedures this subchapter provides to the Commission, to the Attorney General,
or to any person alleging discrimination on the basis of disability in violation of any
provision of this chapter, or regulations promulgated under section 12116 of this
title, concerning employment.11
Several courts have interpreted this language to allow the awarding of attorney's fees under the
attorney's fees provision of Title VII,12 to the exclusion of the more specific attorney's fees provision
of the ADA.13
Compounding this disagreement as to which section of the ADA the courts should follow,
the courts have also taken three different approaches to interpreting the term "prevailing party."
First, the majority of courts have interpreted § 12205 to follow the interpretation used in § 1988, as
set forth by the Supreme Court in Farrar v. Hobby.14 Of these cases, almost all of them go straight
to the determination of prevailing party without addressing the reasons for following the Farrar §
1988 standard.15 Only one case has made any significant statements as to the reason for applying
the standard that is applied in § 1988 cases. In Webb v. James,16 Magistrate Judge Keys of the
District Court for the Northern District of Illinois looked to the legislative history of the ADA and
determined that "Congress intended § 12205 to 'be interpreted in a manner consistent with the Civil
Rights Attorney's Fees Act,' . . . (§ 1988'), 'including that statute's definition of prevailing party, as
construed by the Supreme Court.'"17
Second, some courts have followed § 12117 to directly apply Title VII in awarding attorney's
fees without addressing the provisions specifically allowing attorney's fees in § 12205. Once again,
these courts generally also go straight to the determination without addressing why that provision
is used to the exclusion of § 12205.18 The reasoning given by the courts for using Title VII is that it
was "adopted by § 107 of the ADA, 42 U.S.C. § 12117, and [entitles the prevailing party] to an award
of reasonable attorney's fees and costs."19 There is no discussion in these cases, however, of the
effect of the more specific language of § 12205.
Finally, several courts have applied the attorney's fees provision of § 12205, but have interpreted
the ADA to mandate that Title VII be used to determine the remedies and procedures under the ADA,
including attorney's fees. Two of these courts found that the inclusion of the Title VII provisions in § 12117
was meant to guide the interpretation of the remainder of the ADA, including the attorney's fees provisions.20
The court in the leading case on this proposition, Roe v. Cheyenne Mountain Conference Resort,21 found that
"Congress' decision to incorporate in the ADA the remedies and procedures of Title VII cases is a clear
indication, we think, that the . . . [procedural rules] should be applied in harmony in cases under the two
acts."22 Regardless of this finding, the court did ultimately hold that the standard was the same for both Title
VII and § 1988, and the court applied the Farrar standard.23
The other approach using § 12205 to aid in the interpretation of the ADA using Title VII is set forth
in Red Cloud-Owen v. Albany Steel, Inc.24 The court in Albany Steel found that Title VII analysis should be
used in interpreting § 12205. The court determined that because the language of § 12205 "essentially
parrots" the language of § 2000e-5(k), the Title VII analysis should be used.25 The court then looked to a
Title VII case that determines prevailing party to guide its decision.26
As is discussed below, however, the particular approach taken by the court does not usually matter.
In most situations, the analysis used in the Farrar decision in a § 1988 case is substantially similar, if not
identical, to the analysis used in Title VII cases. Therefore, the lack of a coherent direction followed by the
courts that have analyzed this issue only becomes an issue in the few areas in which the analysis differs.
II. Prevailing Party in Civil Rights Legislation
While many federal statutes provide for attorney's fees,27 courts have followed one of two
comparable statutes when determining who is a prevailing party under the ADA. These two statutes, Title
VII and § 1988, are certainly the most recognized fee-shifting statutes in the United States. Together they
allow for fee-shifting for violations of the majority of civil rights laws in place today. On most issues, the
statutes use an interchangeable analysis for determining who is a prevailing party. On at least one very
important issue, however, they diverge sharply.
A. § 1988, Title VII and the Farrar Standard
The fee-shifting provision of § 1988 covers a wide variety of civil rights statutes.28 The application
of this provision is generally based on the Supreme Court's decision in Farrar v. Hobby.29 The court in Farrar,
in applying the provisions of § 1988, determined that to be a prevailing party the party must "obtain at least
some relief on the merits of his claim."30 The plaintiff must receive a judgment against the defendant from
whom the plaintiff is seeking fees, or "comparable relief through a consent decree or settlement."31 In
summary, the court held that "a plaintiff 'prevails' when actual relief on the merits of his claim materially
alters the legal relationship between the parties by modifying the defendant's behavior in a way that directly
benefits the plaintiff."32
This is an easy determination in most cases. A party who wins damages or is given her job back as
the result of a favorable jury verdict is a prevailing party.33 Courts have held that a party prevails when a
favorable settlement is reached.34 Courts have even held that a party prevails when the defendant ceases
a discriminatory action, even if it renders the lawsuit moot, provided that the actions of the party were a
catalyst in reaching the result.35
The main fee-shifting provision of Title VII, 42 U.S.C. § 2000e-5(k), is almost identical to the
provision in the ADA.36 In fact, many courts that have interpreted this section use the Farrar language to
make the prevailing party determination.37 Using this and similar analyses, attorney's fees have been
awarded when a party actually gets the relief sought at trial38 or reaches a favorable settlement.39
As stated below, however, Congress has enacted a new attorney's fees provision in Title VII that
covers a specific situation, and that provision causes a conflict with the Farrar standard.
B. The Conflict in the "Mixed Motive" Standard
The Supreme Court, in Price Waterhouse v. Hopkins,40 firmly established the use of what is called
the mixed motive standard in employment discrimination cases. The mixed motive standard allows the jury
to find that the employer took the adverse employment action based upon discriminatory considerations.41
Despite this finding, at that point the jury can also find that the employer would have taken the action
regardless of the discriminatory motive, thus absolving the employer of liability.42
With regard to Title VII cases, this structure was codified by Congress in 1991 when it amended Title
VII to include a mixed motive analysis.43 This section now provides that when the plaintiff proves that the
employer acted based upon a discriminatory motive and the employer proves that they "would have taken
the same action in the absence of the impermissible motivating factor," the court is limited in the action that
can be taken.44 Among other limits, the court cannot award damages, order hiring, or mandate promotion.45
The court can grant declaratory relief and injunctive relief, provided it does not involve ordering hiring or
promotion.46 In addition, the court can award attorney's fees and costs directly attributable to the "pursuit of
a claim under section 2000e-2(m)."47 Therefore, a court can explicitly award attorney's fees despite the
failure to alter the legal relationship, as is required under the general prevailing party standard.48
Beyond this limited area codified in Title VII, the mixed motive analysis has been applied to a variety
of cases. Courts have allowed, but not required, a mixed motive instruction in cases involving § 1981 race
discrimination and retaliation,49 and the Age Discrimination in Employment Act.50 In addition, the mixed
motive instruction has been given in ADA cases.51
The use of the mixed motive instruction in the context of the ADA was analyzed by the Eighth Circuit
Court of Appeals in Pedigo v. P.A.M. Transport, Inc. ("Pedigo I").52 The court in Pedigo I directly applied the
Title VII language, and held that the remedies available under Title VII are the only remedies available.53
Therefore, the plaintiff was entitled only to a declaratory judgment that the action was motivated, in part, by
a discriminatory intent, and the court reversed the award of compensatory damages.54 This result is the basis
of the conflict.
In cases that arise directly under the mixed-motive provision of Title VII, the result is clear. Congress
has declared that those plaintiffs are eligible for attorney's fees even without ultimate liability on the part of
the employer.55
The Tenth Circuit Court of Appeals, in Gudenkauf v. Stauffer Communications, Inc.,56 examined the
new statute to determine if an award of attorney's fees was merited in a mixed motive case that arose under
Title VII. The court in Gudenkauf declined to apply Farrar, and held that because a verdict for the plaintiff
on the first part of a mixed motive instruction represents a "victory on a significant legal issue that furthers
a public goal," attorney's fees should be awarded in "all but special circumstances."57 This analysis
recognizes that a verdict that an employer acted, at least in part, motivated by the employee's "race, color,
religion, sex, or national origin"58 is in and of itself an important victory.
The result would be much different if the Gudenkauf court had followed Farrar. Using Farrar as a
guide, the plaintiff is only a prevailing party if the result "materially alters the legal relationship between the
parties by modifying the defendant's behavior in a way that directly benefits the plaintiff."59 This was the
analysis used in Pedigo v. P.A.M. Transport, Inc. ("Pedigo II"),60 after the original case was remanded to
remove the award of compensatory damages and appealed again on the issue of attorney's fees. The court
held that the analysis of § 1988 should apply to the determination of attorney's fees,61 despite holding that
Title VII, through § 12117(a), controlled the interpretation of the mixed motive instruction in Pedigo I.62 Using
the Farrar analysis, the court determined that because a declaratory judgment in no way changes the legal
relationship between the parties, the plaintiff was not a prevailing party entitled to an award of attorney's
fees.63
The argument could be made that the statutory remedy is limited by its own language to litigation under the
provisions of § 2000e-2(m).64 Several courts, however, already have expanded the mixed motive remedy
structure to apply to retaliation claims under § 2000e-3(a),65 and allow for the awarding of attorney's fees in
these cases.66 The court in de Llano v. North Dakota State University,67 in holding that the attorney's fees
provision of § 2000e-5(g)(2)(B) -- instead of the provision in § 2000e-5(k) -- applied to a retaliation case,
examined the arguments on both sides of this issue. The de Llano court recognized the argument that
omission of retaliation from the mixed motive statute would preclude those remedies, but ultimately held that
"it would be illogical and contrary to congressional intent to apply different standards of proof and
accompanying relief provisions to retaliation claims as opposed to discrimination claims."68
Therefore, the determination of prevailing party, following proof that the discriminatory reason was
a motivating factor, will change based upon which statute is followed. If the ADA is interpreted to allow the
use of the statutory mixed-motive analysis from Title VII, the plaintiff would no longer be precluded from an
award of attorney's fees, unlike the Eighth Circuit's determination in Pedigo II.
III. Toward a Resolution
Unless a change is made to bring the differing courts into agreement, the current state of affairs will
result in much confusion and inconsistency. As is often the case, the point at which we find ourselves is the
result of inconsistent and broad drafting, and a failure of the courts and parties to fully research the intent
of Congress, which is often unclear, confusing and inconsistent. Many different approaches can be taken to
resolve this issue and each approach has merit. It is important, however, for all to agree on one resolution
because of the potential for inconsistent fee awards.
If the court follows § 1988, there will be no possibility of an award of attorney's fees if the employer
proves that they would have taken the action regardless of the discriminatory motive. This was the result
reached in Pedigo II, and would be the only logical result if the Farrar analysis is followed.69 If the court
follows Title VII, on the other hand, § 2000e-5(g)(2)(B)(i) allows the awarding of attorney's fees even without
changing the legal relationship between the parties. Therefore, the decision of which statute to follow will
have a far-reaching effect.
As stated by Magistrate Judge Keys of the Northern District of Illinois in a carefully researched
opinion in Webb v. James,70 the legislative history certainly points to the use of § 1988 to resolve this issue.
The court looked to the House Report and found that Congress at one time intended that § 12205 "be
interpreted in a manner consistent with the Civil Rights Attorney's Fees Act [42 U.S.C. § 1988] . . . including
that statute's definition of prevailing party, as construed by the Supreme Court."71
Another equally valid approach, however, would be to interpret § 12117 to mandate that Title VII
should be used to interpret the provisions of § 12205. It is a reasonable interpretation of § 12117 that
"powers, remedies and procedures" includes definitions and remedies such as § 2000e-5(g)(2)(B). Certainly,
the direct language of a statute trumps the theories and postulations of Congress, no matter how directly the
House Report seems to direct the interpretation.72
There are other considerations, however, in that the result of this determination has a dramatic effect
on the outcome of the question. If § 1988 is followed, proving that a discriminatory motive played a part in
an employment decision would still not entitle the plaintiff to any recovery, let alone her attorney's fees. This
would potentially allow an atmosphere in which overt disability discrimination "is okay, as long as it was not
the only basis" for the employment action.73 In doing this, the courts may encourage employers to find other
problems with disabled employees in an effort to remove them based upon their disability.
On the other hand, if Title VII is followed, the courts would be giving disability discrimination the
same level of concern as the invidious discrimination proscribed by Title VII. The question of whether
disability discrimination, however egregious, is on the same level as invidious discrimination based upon
"race, color, religion, sex, or national origin" is a difficult question to answer.
Declaring that a party has prevailed simply because she was able to prove that the employer
considered her status in making an employment decision is a big step. Considering an employee's disability
in deciding whether she can perform a task is not only to be expected, but is congressionally mandated. The
ADA requires employers to make a reasonable accommodation, if possible, for a disabled employee.74 This
necessarily requires considering an employee's disability when making an employment decision. On the
other hand, no reasonable basis exists for considering an applicant's race or sex when making the same
decision. For this reason, treating the two types of discrimination the same is illogical.
In a similar vein, the reason behind the § 1988 requirement of an actual change in the legal
relationship between parties is to avoid rewarding plaintiffs for simply achieving "nominal" damages, a
declaratory judgment, or a technical victory.75 The court in Gudenkauf, however, pointed out that Congress
supported the awarding of attorney's fees to nominal prevailing parties in Title VII cases to "avoid 'send[ing]
a message that a little overt sexism and racism is okay, as long as it was not the only basis for the
employer's action.'"76 Therefore, the intent of the two statutes, while serving the same ultimate purpose,
contains an important distinction.
The distinction, while appearing harsh, is a logical distinction. It is hard to believe that we, as a
society, regard all discrimination equally. Allowing a gradation of evil between types of discrimination is both
logical and consistent with the enactment of multiple statutes. If all discrimination is regarded equally, then
why go beyond one set of statutory requirements?
In the end, the resolution of this question proposed by Congress is probably the optimum solution.
In most cases, the result will be the same.77 In the few cases in which there is a difference, the step of
declaring that disability discrimination is on the same level as Title VII discrimination is a step that courts
should be hesitant to take.
Endnotes
See e.g., 2 U.S.C. § 1220(e) (1994) (state government employee rights); 5 U.S.C. § 1214(g)(2)
(1994) (Whistleblower Protection Act of 1989); 8 U.S.C. § 1324b(h) (1994) (immigrant-related employment
practices); 15 U.S.C. § 2622(b)(2)(B) (1994) (toxic substances whistleblower protection); 29 U.S.C. § 216(b)
(1994) (Fair Labor Standards); 29 U.S.C. § 2005(c)(3) (1994) (employee polygraph protection); 33 U.S.C.
§ 1367(c) (1994) (Clean Water Act whistleblower protection); 42 U.S.C. § 1988(b) (1994) (Civil Rights
Attorney's Fees Awards Act); 42 U.S.C. § 2000e-5(k) (1999) (Title VII); 42 U.S.C. § 9610(c) (1994) (CERCLA
whistleblower protection).
2 42 U.S.C. 12101 et seq. (1995).
3 "The purpose and effect of [§ 1988] are simple - it is designed to allow courts to provide the
familiar remedy of reasonable counsel fees to prevailing parties in suits to enforce the civil rights acts which
Congress has passed since 1866." Senate Report of the Fee Awards Act, Pub.L. No. 94-559, 1976
U.S.C.C.A.N. (90 Stat. 2651) at 5909-10. See also Julie Davies, Federal Civil Rights Practice in the 1990's:
The Dichotomy Between Reality and Theory, 48 Hastings L.J. 197, 208-09 (1997) (stating that purpose of
§ 1988 was to encourage private attorneys to undertake civil rights cases); Carol S. Schaefer, The Inherent
Incompatability of Offers of Judgment and the Civil Rights Laws, 2 Ohio St. J. on Disp. Resol. 153, 155
(1986) (stating that purpose of § 1988 was to make enforcement of civil rights laws financially feasible).
4 For ease of analysis, this article will not discuss the rights of prevailing defendants.
5 42 U.S.C. § 1988(b) (1994). The applicable provision states as follows:
In any action or proceeding to enforce a provision of sections 1981, 1981a, 1982, 1983,
1985, and 1986 of this title, title IX of Public Law 92-318 [20 U.S.C. § 1681 et seq.], the
Religious Freedom Restoration Act of 1993 [42 U.S.C. § 2000bb et seq.], title VI of the Civil
Rights Act of 1964 [42 U.S.C. § 2000d et seq.], or section 13981 of this title, . . . the court,
in its discretion, may allow the prevailing party, other than the United States, a reasonable
attorney's fees as part of the costs .
6 42 U.S.C. § 2000e-5(k) (1994). The general attorney's fees provision states as follows:
In any action or proceeding under this subchapter the court, in its discretion, may allow the
prevailing party, other than the Commissioner or the United States, a reasonable attorney's
fees (including expert fees) as part of the costs, and the Commission and the United States
shall be liable for costs the same as a private person.
7 See Section II.B.
8 Id. Title VII codifies specific remedies, including attorney's fees, while the result under § 1988
would likely not include attorney's fees.
9 42 U.S.C. § 12205 (1995)(emphasis added).
0 See notes 14 - 17 and accompanying text.
1 42 U.S.C. § 12117(a) (1994).
2 42 U.S.C. § 2000e-5(k) (1994).
3 See note 9 and accompanying text.
4 506 U.S. 103 (1992).
The Farrar standard is discussed Section II.A.
5 See Caruthers v. Proctor & Gamble Mfg. Co., No. 97-3318, 98-3035 (10th Cir. October 6, 1998); Shrader
v. OMC Aluminum Boat Group, Inc., 128 F.3d 1218, 1220 (8th Cir. 1997); Pottgen v. Missouri State High Sch.
Activities Ass'n, 103 F.3d 720, 723 (8th Cir. 1997); Pedigo v. P.A.M. Transp., Inc., 98 F.3d 396, 397-98 (8th Cir.
1996) (Pedigo II); R.A. by Martinez v. Dep't of Children, Youth and Families, 18 F. Supp. 2d 157, 160 (D. R.I. 1998);
Guckenberger v. Boston Univ., 8 F. Supp. 2d 91, 99 (D. Mass. 1998); Dunkelberger v. Uni-Marts, Inc., Civil Action
No. 96-CV-7784 (E.D. Pa. 1998); Caruthers v. Proctor & Gamble Mfg. Co., 161 F.3d 17 (10th Cir. 1998); Rice v.
Genova Prods., Inc., 978 F. Supp. 813, 822-23 (N.D. Ind. 1997); Flores v. Villerose, 5 Am. Disabilities Cas. (BNA)
(E.D. Pa. 1996)(following earlier interpretation of § 1988 standard as articulated in Metropolitan Pittsburgh Crusade
v. Pittsburgh, 964 F.2d 244 (3rd Cir. 1992)). Alexander S. v. Boyd, 929 F. Supp. 925, 930-31 (D.S.C. 1995); Frey v.
Alldata Corp., 895 F. Supp. 221, 224-25 (E.D. Wisc. 1995).
6 967 F. Supp. 320 (N.D. Ill. 1997).
7 Id. at 322 ("quoting H.R. REP. No. 101-485, 101st Cong., 2d Sess., pt. 3, at 73 (1990)").
8 See generally Hamlin v. Charter Township of Flint, 165 F.3d 426, 1999 (6th Cir. 1999); Felde v. City of San
Jose, 66 F.3d 335 (9th Cir. 1995); O'Grady v. Mohawk Finishing Prods., Inc., (N.D. N.Y. January 15, 1999); Marinelli
v. City of Erie, 25 F. Supp. 2d 674 (W.D. Penn. 1998); Dutton v. Johnson County Bd. of County Comm'rs, 884 F.
Supp. 431 (D. Kan. 1995).
9 Marinelli v. City of Erie, 25 F. Supp. 2d 674, 680 (W.D. Penn. 1998).
20 Roe v. Cheyenne Mountain Conference Resort, 124 F.3d 1221, 1231-32 (10th Cir. 1997); Carr
v. Fort Morgan Sch. Dist., 4 F. Supp. 2d 998, 1001 (D. Colo. 1998).
2 124 F.3d 1221 (10th Cir. 1997).
22 Id. at 1230.
23. Id. at 1232.
24 958 F. Supp. 94 (N.D. N.Y. 1997).
25 Id. at 95.
26 Id. at 95-96.
Once again, the Second Circuit case followed by the Albany Steel court looks to Farrar to determine
who constitutes a "prevailing party." Pino v. Locascio, 101 F.3d 235, 237 (2d Cir. 1996) (Farrar "substantially
answered" this determination).
27 See, e.g., the Equal Access to Justice Act, 28 U.S.C. § 2412 (1999); the Copyright Act, 17 U.S.C.
§ 505 (1994).
28 See note 5.
29 506 U.S. 103 (1992).
The decision to be made in Farrar was whether a de minimis recovery was sufficient to justify the
awarding of attorney's fees. Notwithstanding, the opinion did collect the prior opinions on prevailing party
status to set forth a framework for the analysis for future use.
30 Id. at 111.
3 Id.
32 Id. at 111-12.
33 See e.g., Robinson v. City of Edmond, 68 F.3d 1226, 1233 (10th Cir. 1995) (Court of Appeals
reversed District Court, making the plaintiffs prevailing parties); Goodwin v. Metts, 973 F.2d 378, 379-80 (4th
Cir. 1992) (damages awarded in malicious prosecution action); McDonald v. McCarthy, 966 F.2d 112, 113
(3d Cir. 1992) (damages awarded); Roe v. Operation Rescue, 919 F.2d 857, 863 (3d Cir. 1990) (summary
judgment in plaintiff's favor).
34 See Maher v. Gagne, 100 S.Ct. 2570, 2575 (1980); Ellis v. University of Kansas Med. Ctr., 163
F.3d 1186, 1194 (10th Cir. 1998); Wray v. Clarke, 151 F.3d 807, 809 (8th Cir. 1998); Riley v. City of Jackson,
99 F.3d 757, 759 (5th Cir. 1996) (settlement for nominal damages and injunction); Stivers v. Pierce, 71 F.3d
732, 752 (9th Cir. 1995); Hill v. Richardson, 7 F.3d 656, 658 (7th Cir. 1993); Stefan v. Laurentis, 889 F.2d
363, 369 (1st Cir. 1989); Ashley v. Atlantic Richfield Co., 794 F.2d 128, 131-32 (3d Cir. 1986).
35 See St. Louis Fire Fighters Ass'n v. City of St. Louis, MO, 96 F.3d 323, 330-31 (8th Cir. 1996);
Zinn by Blankenship v. Shalala, 35 F.3d 273, 276 (7th Cir. 1994) (catalyst theory of prevailing party survives
Farrar); but cf. S-1 and S-2 v. State Bd. of Educ., 21 F.3d 49, 51 (4th Cir. 1994) (Farrar abrogates catalyst
theory).
36 See note 9 and accompanying text.
37 See e.g., Bristow v. Drake Street, Inc., 41 F.3d 345, 352 (7th Cir. 1994); Lyte v. Sara Lee Corp.,
950 F.2d 101, 104 (2d Cir. 1991) (follows same cases); Nelson v. Sisters of Charity of the Incarnate Word,
Houston, Texas, 967 F. Supp. 929, 931 (S.D. Tex. 1997); Nissim v. McNeil Consumer Prods. Co., Inc., 957
F. Supp. 604, 606 (E.D. Pa. 1997); Hannon v. Chater, 900 F. Supp. 1276, 1282 (N.D. Cal. 1995).
38 See generally Hashimoto v. Dalton, 118 F.3d 671, 676-78 (9th Cir. 1997) (EEOC action taken);
Bridges v. Eastman Kodak Co., 102 F.3d 56, 59 (2d Cir. 1996) (prevailed even though nominal damages
on federal claims, because received substantial damages on state claims); Nelson v. Sisters of Charity of
the Incarnate Word, Houston, Texas, 967 F. Supp. 929, 931 (S.D. Tex. 1997); Hannon v. Chater, 900 F.
Supp. 1276, 1282 (N.D. Cal. 1995) (court-ordered employment action); Sanchez v. Philip Morris, Inc., 774
F. Supp. 626, 631 (W.D. Okla. 1991).
39 See generally Lyte v. Sara Lee Corp., 950 F.2d 101, 104 (2d Cir. 1991) (offer of judgment);
Nenetti v. Univ. of Illinois at Chicago, 867 F.2d 990, 994 (7th Cir. 1989) (salary increase, but no money
damages, received in settlement); Young v. Kenley, 641 F.2d 192, 195 (4th Cir. 1981); Cox v. National
Football League, 889 F. Supp. 118, 120 (S.D. N.Y. 1995) (settlement resulted in rule changes for all players).
40 490 U.S. 228 (1989).
41 Id. at 244.
42 Id. at 244-45.
43 42 U.S.C. § 2000e-5(g)(2)(B) (1994). This provision states as follows:
On a claim in which an individual proves a violation under section 2000e-2(m) of this title
and a respondent demonstrates that the respondent would have taken the same action in
the absence of the impermissible motivating factor, the court-
(i) may grant declaratory relief, injunctive relief (except as provided in clause (ii)), and
attorney's fees and costs demonstrated to be directly attributable only to the pursuit of a
claim under section 2000e-2(m) of this title; and
(ii) shall not award damages or issue an order requiring any admission, reinstatement,
hiring, promotion, or payment, described in subparagraph (A).
Gudenkauf, 158 F.3d 1074.
44 42 U.S.C. § 2000e02(m) (1994). This remedy is ostensibly limited to actions under § 2000e-2(m)
in which "race, color, religion, sex, or national origin" were considered in an employment practice.
45 Id.
46 Id.
47 § 2000e-5(g)(2)(B)(i) (1994).
48 See notes 29-32 and accompanying text.
49 Thomas v. Denny's, Inc., 111 F.3d 1506, 1511-12 (10th Cir. 1997) (retaliation based upon race);
Hargett v. National Westminster Bank, USA, 78 F.3d 836, 840 (2d Cir. 1996) (race discrimination); New
Burnham Prairie Homes, Inc. v. Village of Burnham, 910 F.2d 1474, 1483 (7th Cir. 1990) (race discrimination
in denial of building permit).
50 Philipp v. ANR Freight Sys., Inc., 61 F.3d 669, 673 (8th Cir. 1995)(not sufficient evidence for
instruction); Starceski v. Westinghouse Elec. Corp., 54 F.3d 1089, 1095 (3rd Cir. 1995) (age discrimination
claim); Glover v. McDonnell Douglas Corp., 981 F.2d 388, 393-94 (8th Cir. 1992), rev'd on other grounds,
510 U.S. 802.
51 Pedigo v. P.A.M. Transp., Inc., 60 F.3d 1300, 1301 (8th Cir. 1995) ("Pedigo I").
52 Id.
53 Id. at 1303.
54 Id. at 1304.
55 42 U.S.C. § 2000e-5(g)(2)(b)(i) (1994).
56 158 F.3d 1074 (10th Cir. 1998).
57 Id. at 1081.
58 Id. 42 U.S.C. § 2000e-2(m).
59 Farrar v. Hobby, 506 U.S. 103 at 111.
60 98 F.3d 396 (8th Cir. 1996).
61 Id. at 397.
62 Pedigo, 60 F.3d at 1303. It is interesting to note that while the three-judge panel changed between
Pedigo I and Pedigo II, Judge Morris Sheppard Arnold wrote the opinion in both cases.
63 Id. at 398.
64 See note 43.
65 42 U.S.C. § 2000e-3(a). The applicable provision reads as follows:
It shall be an unlawful employment practice for an employer to discriminate against any of
his employees or applicants for employment . . . because he has opposed any practice
made an unlawful employment practice by this subchapter, or because he has made a
charge, testified, assisted, or participated in any manner in an investigation, proceeding, or
hearing under this subchapter.
66 See generally de Llano v. North Dakota State Univ., 951 F. Supp. 168, 170-71 (D.N.D. 1997);
Woodson v. Scott Paper Co., 898 F. Supp. 298, 306 (E.D. Pa. 1995); Hall v. City of Brawley, 887 F. Supp.
1333, 1345 (S.D. Cal. 1995); but see Tanca v. Nordberg, 98 F.3d 680, 684 (1st Cir. 1996); Riess v. Dalton,
845 F. Supp. 742, 744-45 (S.D. Cal. 1993).
67 951 F. Supp. 168 (D. N.D. 1997).
68 Id. at 170.
69 See notes 59-63 and accompanying text.
70 967 F. Supp. 320 (N.D. Ill. 1997).
71 Id.
72 42 U.S.C. § 12117 (1994).
73 Gudenkauf, 158 F.3d at 1082.
74 Id. 42 U.S.C. § 12112(b)(5)(A) (1994). This section defines discrimination as including "not
making reasonable accommodations to the known physical or mental limitations . . . unless such covered
entity can demonstrate that the accommodation would impose an undue hardship . . ."
75 Farrar, 506 U.S. 103 at 110-15.
76 158 F.3d 1074 at 1082 (quoting H.R. Rep. No. 102-40(i) at 47, 1991 U.S.C.C.A.N. at 585).
77. See Section II.A.
Mr. Blegen is a law clerk to the Hon. Scott O. Wright of the United States District Court for the Western
District of Missouri. He graduated from the University of Missouri-Columbia School of Law in 1998, where
he is a member f the Order of the Coif and the Order of Barristers. The opinions expressed in this article are
that of the author and are not endorsed by the court.
Ó 1999, Daniel Blegen